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  • Home
  • What We Do
    • AI & New Technologies
    • AI Vendor Assessment
    • GDPR Compliance
    • White Label Solutions
  • Sectors
  • About Us
  • Contact Us
  • Blog

AI & New Technologies Compliance

AI Compliance for:

Compliance Officers in Financial Services

Compliance Officers in Financial Services

Compliance Officers in Financial Services



We will: 

  • Help you understand if the firm's data is exposed to any risks after it is shared with an artificial intelligence vendor.


  • Analyse the compliance and operations of your vendors, their supply chain, and data flows to uncover hidden risks.


  • Examine where your data goes, who has access, and whether it is properly protected.


  • Produce documentation that explains in plain English how the AI model works, its risks, and the reliability of its outputs.


  • Ensure that while deploying the new technology your firm remains complaint with GDPR and Operational Resilience regimes in the UK and the EU.


AI Vendors, Startups, Scaleups

Compliance Officers in Financial Services

Compliance Officers in Financial Services



We will: 

  • Assess your artificial intelligence supply chain and data flows to uncover hidden risks that could impact your clients' trust or regulatory standing.


  • Map how data moves through your system, who accesses it, where it’s stored, and whether it meets security standards expected by enterprise buyers.


  • Support your compliance framework with GDPR and Operational Resilience regimes, helping you meet buyer requirements and reduce friction in sales cycles, especially when selling to the financial industry.


  • Ensure that you provide clear information to your prospects and investors, enabling them to understand how your AI product works and make decisions.

We provide: 


Vendor Assessments
Evaluating compliance issues around AI and other new technology vendors as they are introduced into your ecosystem.


Governance &  Oversight Structures

Establishment of internal controls and oversight mechanisms to monitor AI use over time while ensuring your AI use complies with the  GDPR, the DUA, safety, and sector-specific regulations.


Regulatory Monitoring

Monitoring and regular reporting  on all jurisdictions relevant to your organisation for changes in compliance requirements.


Risk & Impact Assessment

Evaluation of the potential risks of AI systems, including bias, security, and operational impact.

Contact Us

Frequently Asked Questions about Artificial Intelligence

Please reach us here if you cannot find an answer to your question.

You may need to comply, even if your business is based outside the EU.

The EU AI Act has extraterritorial scope, meaning it applies not only to organisations established within the EU, but also to those outside the EU, including UK organisations, if the AI systems that they use or develop are either placed on the EU market; used within the EU, or produce outputs that affect individuals in the EU.  So, if you are a UK company selling your product in the EU, and that product is generated with the help of AI, you are within the scope of the AI Act.


As of 2025, the UK does not have a dedicated AI law in force, unlike the EU’s AI Act. Instead, the UK government has opted for a flexible, principles-based approach to AI regulation, focusing on sector-specific guidance and voluntary frameworks. The UK government continues to promote a light-touch regulatory stance to encourage innovation and investment. The AI Action Plan and pro-innovation framework guide current policy, emphasising adaptability over strict legal controls. It is not certain though that this will remain the case as there have been attempts to introduce more robust legal frameworks. The most recent was the Artificial Intelligence (Regulation) Bill 2025- a Private Member's Bill introduced in the House of Lords.


We typically work with finance, education, technology, and digital assets sectors. However we can offer services to any organisation facing data or AI issues.


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