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  • Home
  • What We Do
    • AI & New Technologies
    • GDPR Compliance
    • White Label Solutions
  • Who We Work With
  • About Us
  • Contact Us
  • Blog

AI & New Technologies Compliance

AI Compliance for:

Compliance Officers in Financial Services

Compliance Officers in Financial Services

Compliance Officers in Financial Services

The Challenge - Harness AI systems confidently and compliantly 


You may feel that complying with digital regulations requires you to master yet another regulatory framework. We help you understand and simplify digital compliance around AI and emerging technologies, so you can stay focused on core financial oversight. 


We will: 

  • Help you understand if the firm's data is exposed to any risks after it is shared with an artificial intelligence vendor.


  • Analyse the compliance and operations of your vendors, their supply chain, and data flows to uncover hidden risks.


  • Examine where your data goes, who has access, and whether it is properly protected.


  • Produce documentation that explains in plain English how the AI model works, its risks, and the reliability of its outputs.


  • Ensure that while deploying the new technology your firm remains complaint with GDPR and Operational Resilience regimes in the UK and the EU.


AI Vendors, Startups, Scaleups

Compliance Officers in Financial Services

Compliance Officers in Financial Services

The Challenge - Win stakeholder's trust and accelerate sales of your AI systems


Your future clients and investors will ask you dozens of detailed questions about your AI model and your company. We equip you to handle every compliance  question, turning blockers into proof points that build trust and accelerate deals.


We will: 

  • Assess your artificial intelligence supply chain and data flows to uncover hidden risks that could impact your clients' trust or regulatory standing.


  • Map how data moves through your system, who accesses it, where it’s stored, and whether it meets security standards expected by enterprise buyers.


  • Support your compliance framework with GDPR and Operational Resilience regimes, helping you meet buyer requirements and reduce friction in sales cycles, especially when selling to the financial industry.


  • Ensure that you provide clear information to your prospects and investors, enabling them to understand how your AI product works and make decisions.

Schools and Multi Academy Trusts

Compliance Officers in Financial Services

Schools and Multi Academy Trusts

The Challenge - Adopt new technology & AI tools safely and responsibly 


With so many new AI systems popping up, its easy for staff to start using them without anyone realising - this is known as "shadow AI" . We help you put in place controls so that your school or trust can innovate safely and in compliance with digital regulations.


We will:

  • Help you understand whether your staff have been using AI tools and any risks and mitigation options associated with such use.


  • Help you with your preferred AI tool's risk assessments, including Data Protection Impact Assessment and Child Rights Impact Assessment.


  • Support you in ensuring that the tool meets the UK's government Generative AI - product safety expectations.


  • Ensure that you understand and assess the AI tool's vendor, their supply chain and the movement of the data through their systems.



We provide: 


Vendor Assessments
Evaluating compliance issues around AI and other new technology vendors as they are introduced into your ecosystem.


Governance &  Oversight Structures

Establishment of internal controls and oversight mechanisms to monitor AI use over time while ensuring your AI use complies with the  GDPR, the DUA, safety, and sector-specific regulations.


Regulatory Monitoring

Monitoring and regular reporting  on all jurisdictions relevant to your organisation for changes in compliance requirements.


Risk & Impact Assessment

Evaluation of the potential risks of AI systems, including bias, security, and operational impact.

Contact Us

Frequently Asked Questions about Artificial Intelligence

Please reach us here if you cannot find an answer to your question.

You may need to comply, even if your business is based outside the EU.

The EU AI Act has extraterritorial scope, meaning it applies not only to organisations established within the EU, but also to those outside the EU, including UK organisations, if the AI systems that they use or develop are either placed on the EU market; used within the EU, or produce outputs that affect individuals in the EU.  So, if you are a UK company selling your product in the EU, and that product is generated with the help of AI, you are within the scope of the AI Act.


As of 2025, the UK does not have a dedicated AI law in force, unlike the EU’s AI Act. Instead, the UK government has opted for a flexible, principles-based approach to AI regulation, focusing on sector-specific guidance and voluntary frameworks. The UK government continues to promote a light-touch regulatory stance to encourage innovation and investment. The AI Action Plan and pro-innovation framework guide current policy, emphasising adaptability over strict legal controls. It is not certain though that this will remain the case as there have been attempts to introduce more robust legal frameworks. The most recent was the Artificial Intelligence (Regulation) Bill 2025- a Private Member's Bill introduced in the House of Lords.


We typically work with finance, education, technology, and digital assets sectors. However we can offer services to any organisation facing data or AI issues.


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